2021 Graduate Program (12 months contract), Compliance 2021 Graduate Program (12 months contract),  …

Haitong International Securities Group Limited
in Hong Kong
Contract, Full time
Last application, 15 Oct 21
Competitive
Haitong International Securities Group Limited
in Hong Kong
Contract, Full time
Last application, 15 Oct 21
Competitive
Haitong International Securities Group Limited (“Haitong International”: Stock Code: 665.HK) is a subsidiary of Haitong Securities Co., Ltd. (“Haitong Securities” Stock Code: 600837.SH; 6837.HK), one of the leading securities companies in China. Haitong International is well-established to provide comprehensive and quality corporate finance, wealth management, asset management, fixed income, currency and commodities (FICC), institutional equities and a full spectrum of financial products and services to institutional clients and individual investors domestically and around the globe.

The Job:

  • Interact with compliance surveillance section to control compliance of business units and departments;
  • Conduct surveillance and enhance internal control to meet regulator’s expectation, to follow up with internal and external auditors’ recommendation and to align the practice with the Group’s standard;
  • Assist to handle the Group’s client onboarding, ongoing due diligence, suitability and selling practice related matters with a few part of other regulatory matters in ordinary course of business;
  • Assist with vetting services on various compliance related documents for the Group;
  • Assist in setting up of Group’s compliance policies and monitoring the Group’s compliance with applicable rules and regulations;
  • Perform any other duties as assigned from time to time.

Job Requirements:

  • University graduate in Management, Accounting, Finance, or any related disciplines;
  • Positive attitude, eager to learn and detailed-oriented;
  • Demonstrate an interest in the regulatory requirement and process control;
  • Good PC knowledge in MS Words, Excel and PowerPoint;
  • Good team working and communication & interpersonal skills;
  • Good Chinese & English typing skills;
  • Good command of spoken and written English and Chinese, including fluency in Putonghua;
  • Hong Kong Permanent Resident;
  • Fresh Graduates are welcome (including 2020 graduates).
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