AML Manger - brokerage and investment group AML Manger - brokerage and investment group …

Michael Page
in Hong Kong
Permanent, Full time
Last application, 20 Jan 21
Negotiable
Michael Page
in Hong Kong
Permanent, Full time
Last application, 20 Jan 21
Negotiable
On-boarding and AML transactions monitoring role in prominent brokerage house

Institutional brokerage and investment group

工作内容

Reporting directly to the Regional Head of Financial Crime Compliance, you will be responsible for

  • Monitoring the on-boarding process and directly client facing on KYC matters for the Brokerage Business
  • Ensuring all the on-boarding application are complying with the latest regulatory requirements
  • Conducting investigation into screening/money laundering alerts by monitoring, collecting, collating and analyzing data of any suspicious account actives or irregularities for management review
  • Preparing suspicious transaction reports, advising business units on suspicious transactions reporting requirements and follow-up actions, and escalate findings to AMLO when necessary
  • Reviewing KYC on-boarding and Enhanced Customer Due Diligence Procedures on high risk customers
  • Ensuring AML / KYC policies and procedures meet requirements of SFC

理想的求职者

  • Degree or above in Law, Risk Management, Business Administration or related disciplines
  • 4-7 years of experience in onboaring roles and conducting CDD / EDD / KYC / AML reviews on clients, remediation project and ad-hoc investigations
  • Excellent interpersonal and communication skills
  • Good command of both written and spoken English and Chinese (ideally some Manadarin)

福利待遇

This role offers a competitive remuneration package and comprehensive fringe benefits including medical insurance.

To apply online please click the Apply button below. For a confidential discussion about this role please contact Marta Verderosa on +852 2848 4794

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