AML Transaction Monitoring Specialist

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • UBS AG
  • 23 Feb 18
Hong Kong

Hong Kong

Job Type
Full Time

Your role
Are you a self motivated self-starter? Do you know how to take care of details? We are looking for someone like that to help us:

- perform AML controls and ongoing review of transactions flagged by the monitoring system
- closing out the alerts thoroughly in a timely manner, and ensuring significant issues identified are fully investigated and promptly escalated where necessary
- Provision of high quality advice and training to stakeholders with respect to controls performed and on applicable internal policies and local law
- Keeping AML compliance manuals and bulletins up-to-date
- Preparing periodic management reports as required by senior management/global
- Assisting existing team members in diverse tasks including regulatory reporting/inspection and internal/external audits
- Participate in MS&C stream initiatives, work closely with various stakeholders to define business requirements, conduct user acceptance test, ensure proper business integration and provide post implementation support

About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Your team
You'll be working in the Compliance & Operational Risk Control â€" Monitoring, Surveillance & Controls (MS&C) framework team

Your experience and skills
You have:
- minimum 18 months of relevant work experience either within Compliance, regulatory or audit experience pertaining to wealth management
- thorough knowledge of AML regulatory requirements
- thorough record-keeping abilities and a natural attention to detail- a proficiency or inclination towards technology, including for example being proficient with Excel
- good drafting skills

You are:
- proactive and able to work independently
- a self-starter with the organizational skills and ability to work independently, applying sound judgment and rationale for decisions made
- a natural communicator with an additional language capability a preference, ideally Mandarin. This is due to the team having a regional country coverage that includes China.

What we offer
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Take the next step
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.