AVP/VP, Regulatory Compliance, Corporate & Investment Banking

  • HK$75-95k/mth
  • Hong Kong
  • Permanent, Full time
  • Pure Search Hong Kong , EA Licence No: 12S5954
  • 17 Oct 17 2017-10-17

An international banking group, with strong corporate & investment banking platform, is currently looking for AVP/VP to gain their HK Regulatory Compliance Team. This person will report into Head of Regulatory Compliance in HK, working in a small team environment, have the opportunity to interact with senior management team in the bank.

The Company

Our client is one of the leading organizations with over 37,000 employees across retail, business and institutional banking, funds management, investment and broking business, with strong presence in Hong Kong and Asia.  As part of their expanding business, they are now looking for a AVP/VP, Regulatory Compliance to join their corporate & investment banking compliance team.

The Role

This is a newly created position, you will be reporting to Head of Regulatory Compliance in HK, responsible for providing regulatory compliance advice for their capital markets & institutional banking business.  You will be responsible for handling regulators enquires, reviewing new products and new processes according to regulatory requirements.  You will also be responsible for audit and regulatory exams as well as compliance trainings.  You will be involved in the development and implementation of new regulations, and other compliance related projects.

Your Profile

The successful candidate will be a degree holder in Law or Accounting, with a professional qualification, with at least 5 years of experience working in a banking environment, sound knowledge in local regulatory requirements and different financial products, you will possess excellent presentation and communication skills (Fluent Cantonese and English is a MUST) and an ability to deal with all levels of an organization.