AVP, Compliance - Central Compliance

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • ICBC International Holdings Limited
  • 18 Oct 17 2017-10-18

We are currently looking for an AVP level professional to assist Central Compliance team to handle all Central Compliance matters within licensed corporations of ICBCI Group.

Key Responsibilities:

  • Handle and review the work of junior compliance officers on all SFC licensing matters, staff dealing, CPT monitoring, enquiries from listed companies;
  • Provide compliance advice on securities and futures contracts to business units on regulatory standards;
  • Formulate and update internal policies and procedures and guideline;
  • Provide guidance to junior compliance staff on daily compliance work;
  • Other ad-hoc tasks related to compliance matters.


  • Degree in business related discipline or higher qualification
  • Minimum 7 years of compliance experience
  • Hands on experience in handling Central Compliance matters
  • Experience in providing advice on securities and futures contracts is preferred
  • Previous experiences working in SFC is a plus

Technical / Soft Skills Requirement:

  • Independent, self-driven, proactive, attentive to details and able to work under a tight schedule with good interpersonal skill
  • Proficiency in written and spoken Mandarin, English and Cantonese
  • Excellent knowledge and interpretation of relevant rules and regulations of the SFC
  • Good interpersonal and communication skills
  • Strong analytical skills