Your new company
This is a prestigious private bank with strong business momentum across the globe. To strengthen the compliance standard of selling process and investment suitability compliance, they are looking to add a experienced team member to their business risk team.
Your new role
Working in a dynamic team, you will work closely with compliance and front office to conduct surveillance review and maintain updated suitability policies & procedures and selling process to make sure the surveillance activities are carried in line with the bank's and the local regulators' requirements. You will advise the business on how this process can be further improved from compliance perspective. On a recurring basis, you will also provide training and demonstrate best practice to the bank's staff.
What you'll need to succeed
You will have at least 5 years of related experience in banking, ideally private banking. You will have strong knowledge on applicable regulation and a business oriented mindset.
What you'll get in return
This is a highly visible role working closely with senior management and a competitive package will be offered to the successful candidates.
What you need to do now
To apply for this role, click 'apply now'. For a confidential discussion on this role or more career opportunities in private banking, please contact Tommy Li at Hays on +852 2230 7452 or email Tommy.Li@hays.com.hk
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