Assistant Financial Crime Risk Assurance Manager

  • up to HK$50K
  • Hong Kong
  • Permanent, Full time
  • Don Nelson Recruitment Limited
  • 05 Oct 18

Our client, one of the well-established leading banks is recruiting a high-caliber candidate to fulfill the above-mentioned position. A job description is as following. Financial Crime Risk (FCR) FCR Assurance - providing proactive assistance in identifying and assessing Financial Crime Risk; fostering a compliance culture; optimizing relations within the organisation; and preserving the Bank's reputation in the marketplace by ensuring that our policies comply with the spirit and letter of the laws and regulations wherever we do business.

Responsibilities:

  • Conduct risk-based compliance reviews to test the adequacy of controls in place within Business/ Function among the Bank's entities, identify potential or actual breaches and ensure corrective actions
  • Track the status/ progress of corrective actions and prepare relevant MIs and reports for management
  • Manage the completion of compliance risk assessments to identify relevant risks, and prepare for annual testing plan
  • Conduct regular checking with respect to staff dealing rules as well as other dealing restrictions and disclosure requirements

 

Requirements:

  • University degree in a related discipline
  • Minimum of five years' experience in compliance or relevant audit / risk management field covering a wide range of business areas
  • Knowledge and understanding of local laws and regulations, regulatory environment, key regulatory change initiatives and their impacts on the businesses
  • Good command of written and spoken English and Chinese including Putonghua
  • Self-motivated, with the ability to meet tight deadlines and work independently
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes