Assistant Manager/Manager, Regulatory Compliance

  • 30K
  • Hong Kong
  • Permanent, Full time
  • PeopleSearch
  • 14 Feb 18 2018-02-14

Our client is an Asian bank, seeking for Assistant Manager/Manager, Regulatory Compliance. As part of their continuous growth, an outstanding opportunity has arisen for a high calibre candidate to join their bank.

Responsibilities:

  • Assist in coordinating with Head Quarter, external consultants, regulators and other law enforcement bodies (e.g. examinations or investigations) by maintaining and submitting information and documents as requested
  • Disseminate compliance-related information and publication to all relevant units or departments
  • Maintain and monitor the implementation of SOPs, guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions
  • Provide support to business and operations units on compliance-related matters
  • Assist in managing compliance-initiated projects such as FATCA, CRS and implementation of new system if necessary
  • Assist in providing trainings on compliance issues to all relevant staff
  • Handle ad hoc tasks as assigned

     

Requirements:

  • At least 3 years' relevant experiences in banking or financial industry
  • Degree holder or above in Business, Finance, Economics, Accounting, Law or related discipline
  • Good knowledge of the general banking operations and legal and regulatory context
  • Self-initiated, analytical-minded and able to handle multi-tasks under tight schedule
  • Good command of written and spoken English, Cantonese and Mandarin
  • Conversant with MS Office applications and Chinese Word processing
  • Immediate available is required and Big 4 audit background will also be considered.
     

 

Interested Applicants please send your full resume (in Word format) together with present and expected salary to

sammychan@pplesearch.com.

 

 

 

**Only shortlisted candidates will be contacted for a more detailed discussion**