Assistant Manager / Manager, Compliance Review

  • 25K+
  • Hong Kong
  • Permanent, Full time
  • PeopleSearch
  • 10 Nov 17 2017-11-10

Our client is an Asian bank, seeking for Assistant Manager/Manager, Compliance Review. As part of their continuous growth, an outstanding opportunity has arisen for a high calibre candidate to join their bank.

RESPONSIBILITIES

  • Conduct compliance review on local and overseas operations of the Bank to ensure compliance with internal policies/guidelines as well as external regulatory requirements
  • Design the reporting templates to be completed by overseas branches on a regular basis
  • Report the compliance status to senior management
  • Proactively identify, assess, report and mitigate the compliance risks of local and overseas operations
  • Provide compliance advice with an aim of operations alignment across different branches

 

REQUIREMENTS

  • Degree holder in Business Administration, Risk Management, Law or related disciplines
  • 3+ years of compliance experience, with exposure to banking operations
  • Strong understanding of banking products and operations, preferably with knowledge in wealth management or private banking business
  • Good knowledge of regulatory regime
  • Experience in dealing with local and overseas regulators preferred
  • Responsible and detail-minded with good analytical and communication skills

 

Interested Applicants please send your full resume (in Word format) together with present and expected salary to Sammy Chan:

 

Tel: (852) 2521-5118 ext.806 or 6377-1289

Email: sammychan@pplesearch.com

 

**Only shortlisted candidates will be contacted for a more detailed discussion**