Assistant Vice President – Listing (IPO Vetting)

  • Monthly HKD
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Hong Kong Exchanges and Clearing Limited
  • 03 Aug 18 2018-08-03

IPO Vetting of the Listing Department is responsible for processing applications for new equity listings including transactions by listed companies deemed to be new listings, issuance of guidance, formulation of IPO policies and vetting prospectuses. In addition, it assists IPO Advisory and Projects in processing pre-IPO enquiries.

The successful incumbent is expected to:

Job Responsibilities:
• Perform the role of a team manager/member in processing IPO applications, pre-IPO enquiries and policies matters
• Participate in IPO vetting and draft comment letters
• Monitor progress of a portfolio of listing applications
• Draft Department reports to Listing Committee
• Provide support for ad hoc projects as required
Job Requirements:
• Qualified lawyers/accountants with a minimum of 7 years working experience or university graduates of other relevant disciplines with at least 7 years working experience in law, accounting, corporate finance, investment banking or a related field;  candidates with more experience will be considered for the role of team manager 
• Good experience that demonstrates knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices
• Strong interpersonal and presentation skills with knowledge of investigative techniques and procedures

• Good command of written and spoken English and Chinese.  Proficiency in Putonghua is essential

Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful.  Personal data provided will only be used for the purpose of employment application to HKEX.