Associate- Settlements and Network Management

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • ConnectedGroup Limited
  • 15 Oct 17 2017-10-15

* A Leading Investment bank * Oversight and Control Role * Competitive Remuneration

Our client, a leading Investment bank, is looking for an Associate to oversee the governance framework and controls with the security settlements and network management functions.


Responsibilities:

  • Ensure all processes and procedures are in compliance with internal/external policies and regulations
  • Perform trend and root cause analysis of KRI and issues encountered by the team to improve the controls and efficiency
  • Provide oversight on the KRI and capacity indicators within the team and provide support where required. Ensure KRI logic captures all relevant risks (completeness) in a timely manner
  • Ensure issues are escalated in a timely manner and work with offshore team to resolve the issue
  • Represent the team in regional meetings with business to discuss projects, issues and outstanding risk items
  • Perform analysis of new business and projects with the team to map out the required controls and processes to support the new business/ projects.



Requirements:

  • University graduated in Finance, Business Administration or relevant disciplines.
  • Minimum 5 years experience in settlement or operations risk and control from an international bank environment.
  • Strong knowledge of securities trade flow and operational risk and control requirements.
  • Good analytical skills, ability to multi- task and work under pressure.
  • Strong in Macro and programming skills will be an advantage.
  • Excellent communication and interpersonal skills.
  • Fluency in written and spoken English and Chinese.