Associate,Dealer, Private Wealth Management

  • Negotiable
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Huatai Financial Holdings (Hong Kong) Limited
  • 27 Jun 18 2018-06-27

Established in 2006, Huatai Financial Holdings (Hong Kong) Limited (“HTHK”) is a wholly-owned subsidiary of Huatai Securities Co. Limited (“Huatai Securities”). Huatai Securities is one of the first groups of securities firms established in China approved by China Securities Regulatory Commission and the People’s Bank of China. Since 2010, Huatai Securities has over 6 million brokerage clients and almost CNY one trillion of custody assets. We are currently looking for a high calibre professional to join our team as a Dealer in Private Wealth Management.

-Job Responsibilities:
- Provide accurate and efficient trade execution from clients & Relationship Managers for different products, including HK and overseas securities, futures, fixed income, structure product and FX
- Risk monitoring of clients account, monitor trades to ensure compile with Group Compliance Policy and the Securities and Futures Ordinance
- Support in ad-hoc projects and carry out any other duties and responsibility as assigned by management

- Degree holder with minimum 2 years’ relevant dealing experience in securities and futures
- Holder of SFC licenses RA1 and RA2
- Hands-on experience with Ayres and SP will be a definite advantage
- Detail minded, able to work effectively under pressure and be a team player
- Strong PC skills in Microsoft Word, Excel and Chinese word processing
- Good command of spoken and written English and Chinese (Putonghua is a MUST)
- Willing to take shift duty on HK Public Holidays and night shift duty