Associate - Internal Audit

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Huatai Financial Holdings (Hong Kong) Limited
  • 04 Oct 18

Huatai Financial Holdings (HK) Limited is embarked to build out its overseas investment banking platform with specialized services such as underwriting, private investments, structured finance, corporate finance such as research, sales & trading, wealth management, financial advisory, merger and acquisition. To cope with our business growth, we are now looking for a young talent to join our team.

Key Responsibilities:

  • Assess areas of significant risks for the organization
  • Assist to develop internal audit annual work plan, processes and reviews using risk based approaches
  • Assist to conduct reviews for the board to ensure that the organization is effective in managing its risk, compliance requirements, and provide recommendations to the management for improving its effectiveness
  • Document and maintain records of inspections
  • Create audit report to the board and management with findings, conclusions, and recommendations
  • Assist the team to address the firms’ regulatory needs on internal audit  
  • Advise on ways of improving existing processes and assist management to implement recommended improvements
  • Follow up on remediation of actions
  • Produce reports to Group IA team as needed and directed


  • Hold a bachelor's degree from an accredited college or university
  • Around 4 years of working experience in financial services industry
  • Prior experience in risk, compliance or auditing roles with knowledge and experience in Chinese financial services firms, and their risk and regulatory environment will be a plus
  • Relevant professional qualifications will be a plus
  • Ability to manage complex projects on tight schedule
  • Good presentation skills
  • Good communications skills, including excellent written and spoken Chinese and English languages