Associate, Operational Risk Management Associate, Operational Risk Management …

Huatai Financial Holdings (Hong Kong) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Huatai Financial Holdings (Hong Kong) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Established in 2006, Huatai Financial Holdings (Hong Kong) Limited (“HTHK”) is a wholly-owned subsidiary of Huatai Securities Co. Limited (“HS”), a publicly listed company on both the Shanghai Stock Exchange (601688.CH) and the Hong Kong Stock Exchange (6886.HK). HTHK currently has Type 1, Type 2, Type 4, Type 6 and Type 9 licenses and it is carrying out the following businesses: securities, futures brokerage, corporate finance and asset management.

Key Responsibilities:

  • Develop and support the implementation of the Operational Risk Management framework.
  • Coordinate and maintain risk management policies and procedures.
  • Work with risk owners and conduct Risk and Control Assessment to identify, assess, mitigate and monitor key operational risks and the level of internal controls.
  • Analyze, monitor and report operational risk incidents and review the adequacy and effectiveness of the mitigating actions.
  • Perform risk analysis and suggest control measures on new business and product development.
  • Deliver training for all staff to improve knowledge of operational risk and enhance risk awareness.
  • Participate on ad hoc projects as assigned

 

Requirements:

  • Bachelor degree in Risk Management, Finance or relevant topics.
  • Minimum 3 years relevant experience in operational risk management within financial industry.
  • Good spoken and written skills in English and Chinese, proficiency in Mandarin is required.
  • A team player with excellent communication and interpersonal skills.
  • Self-motivated, adaptable and accountable.
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