Audit Manager, Branches & Support Services Audit Manager, Branches & Support Services …

OCBC Wing Hang Bank Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 24 May 20
To be confirmed
OCBC Wing Hang Bank Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 24 May 20
To be confirmed
OCBC Wing Hang Bank Limited
• CIA, CPA or equivalent qualification • Audit or risk control exp in financial industry • Retail/branch banking business; AML/CFL

Responsibilities:

  • Participate in the development and maintenance of Audit methodology and procedures to provide independent assurance of Retail Banking, Wealth Management, Branch Operation and Planning, Deposits & Loans, Direct Banking, Segment & Sales Management & Insurance, Operations – General Affairs & Central Control, Human Resources, Compliance, Legal, Corporate Communications & Company Secretary
  • Lead/Participate in the audit process and procedures to provide independent assessment and evaluate the governance framework, risk management, regulatory compliance processes and internal controls systems over:
  1. Retail/branch banking business, with focus on areas of AML/CFT, selling of investment and insurance products, and branch operations; and
  2. Activities performed by selected departments under Operations Division and support units.
  • Lead/Participate in the handling of special assignments (e.g. investigations and other ad hoc/special projects).
  • Act as business partner to respective stakeholders and other internal auditors to keep abreast of major developments/ updates to ensure efficient and effective working practices and monitor the implementation and progress of audit recommendations.

 

Requirements:

  • Bachelor degree with CIA, CPA or equivalent qualification
  • Min. 5-7 years of experience in auditing or other risk control functions, preferably in financial industry
  • Sound knowledge of requirements on AML and selling activities and auditing requirements and applicable regulations of banking industry
  • Strong in MS Excel and knowledge of ACL, MS Access or other data analytics tool is preferred
  • Able to work independently or lead a team to execute audit assignment
  • Able to work under pressure and interact with people at different level with good interpersonal skills
  • Strong analytical, organizational and communication skills
  • Good command of English (Oral & Written) and Cantonese. Mandarin is preferred.
  • Willing to travel to PRC and Macau
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