Business Compliance & Operational Risks Manager Business Compliance & Operational Risks Manager …

Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 01 Dec 21
Competitive
Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 01 Dec 21
Competitive
Business Compliance & Operational Risks Manager
Responsibilities:
  • Implement the risk control mechanisms (e.g KRIs) and risk monitoring requirements on the private banking business
  • Review policies & procedures, risk assessment materials submitted by various units and to analyze the compliance/operation risks in new businesses / products / systems
  • Conduct trade surveillance, daily report monitoring and other regular transaction and work flow monitoring to identify possible compliance/operational risks and provide recommendations to enhance control weaknesses
  • Perform self-assessment, gap analysis against internal and/or regulatory requirements
  • Advise business units on operational risks and control matters, including coordinate business contingency plan
  • Review operational risk incidents / customer complaints and monitor the implementation status of the action plans
  • Perform regular and ad hoc monitoring on relevant business activities and prepare management reports on compliance and operation risk related review results
  • Handle internal / external review or audit
Requirements:
  • Degree or above
  • At least 4 years banking experience, preferably Operational Risk Management, or relevant experience on private banking. With Compliance background is an advantage.
  • Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
  • Proficient in written, spoken English and Chinese
  • Familiar with regulatory requirements of private banking

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