Business Compliance & Risk Control Manager Business Compliance & Risk Control Manager …

Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 27 Nov 20
Competitive
Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 27 Nov 20
Competitive
Business Compliance & Risk Control Manager
Responsibilities:
  • Prepare the monthly performance & attribution reports for funds & mandates
  • Perform on going limit monitoring, data management, analysis, reporting and control procedures and identify project risk and mitigate business risk
  • Perform compliance and risk management projects proactively participate in strategic projects
  • Perform trade and transaction monitoring / investigation, including trade monitoring and surveillance
  • Establish proper controls, policies and procedures to ensure compliance with legal and regulatory requirements, revise policies and procedures and provide input to ensure compliance with applicable legal and regulatory requirement
  • Handle ad hoc tasks as assigned
Requirements:
  • Degree or above with major in Finance, Risk Management or related discipline, preferably with qualification in CPA and/or CFA
  • At least 3 years relevant experience, preferably in asset management or banking industry
  • Sound knowledge in the financial market and investment risk management
  • Excellent quantitative, analytical and computer skills
  • Good understanding and knowledge of operational risk and internal control principles and ability to assess risk trends
  • Preferably with solid operational risk management experience in Asset Management business environment
  • Good communication skills and able to work under pressure
  • Good command of spoken and written English, Mandarin and Cantonese
  • Proficient in computer skills (e.g. SQL, VBA) and experience in using Bloomberg and FactSet

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