Business Risk & Regulatory Manager (Private Banking)

  • Up to $HK 100,000 per month
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Eames Consulting Hong Kong , EA Licence No: 16S8091
  • 17 Jul 18 2018-07-17

This role reports locally into the Head of Private Bank, Hong Kong and functionally to Head of Business Risk & Regulatory Management, and actively drives the risk and business compliance agenda of the Private Bank, front to bank. This is achieved with close partnership with the business and third party control functions.

Duties & responsibilities:

  • Actively work to promote and foster a risk and compliance culture across PB
  • Enhance communication channels between the business, risk functions, such as Group Operational Risk, Compliance and Audit through proactive communication of potential operational risk issues and ensuring PB is kept abreast of the latest development in terms of best practice, on both the risk and regulatory front
  • Execute requirements under the UOB Operational Risk, and Compliance, Regulatory framework
  • Support the business in the identification, escalation and remediation of emerging risks
  • Partner the business to ensure readiness and adequate preparation for audits and business reviews, both internal and external. Ensure that all open actions assigned to the business are carried out and close out within target deadlines
  • Take part in thematic business reviews to validate the adequacy of risk management processes and controls, front to back.
  • Perform review and monitoring of business unit’s adherence to the regulatory requirements
  • Provide operational advisories to business units; assist business units in operationalising Compliance Policies & Guidelines / Regulatory Requirements

Background:

  • At least 10 years experience in business risk from a private bank
  • Fluent English & Mandarin