COMPLIANCE COMPLIANCE …

Value Search Asia
in Hong Kong
Permanent, Full time
Last application, 26 Feb 21
Competitive
Value Search Asia
in Hong Kong
Permanent, Full time
Last application, 26 Feb 21
Competitive
Posted by:
Bryan Lim • Recruiter
Posted by:
Bryan Lim
Recruiter
Our client is an established multi-manager fund with a strong focus on Asia region. They are currently looking for a solid Compliance Manager to join their team in Hong Kong.
  • Multi-Manager Investment Fund
  • Executive Director Level

 

Reporting to the Head of Compliance, your main responsibility will be to manage the compliance and regulatory second line functions. Other responsibilities include reviewing and implementing compliance controls and processes are in place to comply with relevant local regulatory requirements, providing advice to investment professionals, ensuring staff are adhering to all SFC policies, assisting in providing updates to the board, and maintaining the current AML/KYC internal and external workflows.

 

To qualify, you should have a degree in Accounting, Law, and/or other related disciplines, along with a minimum of 8 years of experience in compliance within asset management. Solid experience on regulatory requirements, asset management and equities compliance are required. You will also need to have strong communication and interpersonal skills in English, Cantonese, and Mandarin.

 

 

To apply for this job

Contact: Bryan Lim quoting job ref: VSA-1446

Telephone: 852 - 2525 8820

Email: blim@valuesearchasia.com

 

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