Our client is an investment arm of a prestigious investment group with public and private investments globally. They are currently looking for a Compliance Manager to join their team in Hong Kong.
You will be responsible for on-going KYC / AML reviews, transactions monitoring, periodic client reviews and reviewing regulatory and industry updates. You will also perform regulatory filing to SFC, compliance monitoring of their Equities trading business, enforcing and administering the policies and procedures in accordance with local regulatory requirements.
To qualify, you should have a degree in Accounting, Law, and/or other related disciplines, along with 5 to 10 years of experience in compliance within asset management. You should have an eye for details, independent and familiar with SFC regulations. You must have good communications skills in English, Cantonese and Mandarin.
To apply for this job
Contact: Chloe Miao quoting job ref: VSA-1421
Telephone: 852 - 2525 8820