Chief Business Compliance & Risk Controller (Compliance and Risk Management)

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Bank Of China (Hong Kong) Limited
  • 17 Jul 18 2018-07-17

Chief Business Compliance & Risk Controller (Compliance and Risk Management)


  • Advise on asset management for fund management and discretionary portfolio management
  • Advise on fund products include traditional / alternative funds (including hedge funds), real estate investment funds, MPF and ORSO schemes
  • Advise on fund offering to retail public or on private placement
  • Advise on / review relevant documents and agreements for fund administration services and custody services
  • Oversee and monitor the implementation of compliance and risk management control
  • Ensure the compliance of all relevant legislation, regulations and code of practices
  • Assist to supervise the team of Compliance and Risk Management


  • Degree in Law, Legal Studies, LLB, Business or related disciplines
  • Minimum of 6 years’ experience in financial industry or law firm
  • Solid experience gained in private practice and/or in-house positions at reputable financial institutions
  • Hong Kong qualified solicitor with 6-10 years
  • Qualified solicitor in Hong Kong with 6-10 years‘ PQE
  • Familiar with the rules and regulations under SFC regulated
  • Proficiency in MS Word, Excel and PowerPoint
  • A good team player with excellent presentation and communication skills.
  • Good command of spoken and written English, Mandarin and Cantonese

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates.

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 24 months of receipt.