Client Onboarding Specialists (3 to 6 years of experience), Global Private Bank

  • up to HK$80K per month + bonus
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Aquis Search , EA Licence No: 16S8125
  • 07 Aug 18 2018-08-07

Our Client, a Global Private Bank is looking for candidates with 3 to 6 years of experience in client on boarding to be part of their AML Compliance team.


Responsibilities of the Role:
• Manage and ensure client due diligence check and undertake quality review of Clients’ KYC in accordance with all legislations, regulations and bank policies/ procedures
• Assist with the management of a compliance sign-off process
• Liaise with frontline, business management and management to facilitate the workflows for client onboarding process
• Ensure all KYC documentation and evidence are in good orders
• Identify and inform of any changes to legislation and other regulatory requirements relating to AML/CTF
• Ensure consistent and timely feedback on cases that have been escalated
• Provide relevant compliance reporting
• Ensure detailed and prompt escalation of all AML/CTF incidents and cases


Requirements of the Role:
• 3-6 years’ experience working in client onboarding related area in financial institutions (private banking industry preferred)
• With strong AML/ KYC/ CDD knowledge
• Experience of implementing compliance programs
• Team player with the ability to work unsupervised
• Good analytical and investigative skills
• Experience in auditing a distinct advantage
• Good understanding of regulatory requirement
• Willingness to work on various compliance issues
• Must be able to adapt to working in a fast-paced environment
• Excellent verbal and written communication skills. Chinese is a MUST