Compliance Manager-Large Asset Management Company

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Morgan McKinley Hong Kong
  • 23 Jun 18 2018-06-23

Compliance Manager-Large Asset Management Company

Client Background

My client is one of the most well-established Asset Management company in Asia with global presence. To cope with the fast growing and expansing of business, they are currently looking for a solid Compliance Manager (Corporate Governance Manager ) to join the team.

Responsibilities

As the Compliance Manager, you will directly report to the Head of Corporate Governance Director with major responibilies as below:

  • Maintain an effective compliance and governance system by reviewing the Company's policies and procedures (i.e. SOPs)
  • Provide practical and effective advice to business functions on enhancing and strengthening the Company's governance
  • Identify any key compliance risks and undertake regular compliance review on business and regulated activities
  • Provide objective assurance and independent review on the adequacy and effectiveness of the Company's governance system to safeguard assets, improves operations and guide best practices

Requirements
  • Degree holder in Finance, Economics, Business Administration, Law or the equivalent
  • MBA, CFA, CPA, CIA or CA is preferred;
  • Minimum 7 years working experience in financial services industry highly preferred
  • In-depth understanding of internal compliance and auditing practices with solid problem solving ability
  • Excellent command in both written & spoken English, Cantonese & Mandarin

Benefits & Compensation

Attractive salary package with promising career progression platform!