Compliance Manager

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Bank Of China (Hong Kong) Limited
  • 19 Jul 18 2018-07-19

Compliance Manager


  • Participate in compliance risk assessments, reporting, reviews, testing, provide compliance comments and advice
  • Assist in compliance-related projects, initiatives, and system launch/ enhancement
  • Keep track of key regulatory changes and notify relevant business divisions
  • Provide compliance input to the business for BOCHK's broad array of products and business propositions
  • Comment various business divisions’ drafting of policies and procedures, compliance manuals, and core control documents that meet local regulatory and BOCHK requirements
  • Review and update compliance documents in reflecting latest rules and regulations, industry best practices, and changes in BOCHK business structure and activities
  • Conduct compliance training for staff in Hong Kong in accordance with local regulation and BOCHK training objectives


  • Degree in Accounting, audit, legal, or finance-related qualifications
  • Minimum 4 years of work experience in compliance, legal or regulatory fields in the financial services industry in Hong Kong
  • Heightened sensitivity to and refined judgment in identifying and assessing concealed risks and collateral consequences of activities in jurisdictions having opaque and emerging legal and regulatory regimes
  • Good interpersonal, managerial, communication skills and cultural awareness
  • Effective time and project management skills
  • Fluent in both Cantonese and English; knowledge of Putonghua preferred

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates.

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 24 months of receipt.