Compliance Manager(Insurance Regulatory) Compliance Manager(Insurance Regulatory) …

Morgan McKinley
in Hong Kong
Permanent, Full time
Be the first to apply
Up to AUD0.00 per annum
Morgan McKinley
in Hong Kong
Permanent, Full time
Be the first to apply
Up to AUD0.00 per annum
Our client have an exciting opportunities in their compliance team, looking for a compliance manager to focus on market conduct. Open for candidates from other insurers or audit with relevant experience.

Job Responsibilties:

  • Assist the compliance team head on addressing regulatory issues in related to market conduct, data privacy, FATCA/CRS, regulatory changes and others.
  • Provide regulatory advisory supports to relevant channels in related to regulatory issue.
  • Conduct compliance risk and monitoring tests.
  • Provide compliance training to business units or channel.
  • Conduct investigation if necessary.

Job Requirements:

* Bachelor degree in Law, Risk Management, Business Administration or related disciplines.
* Minimum 8 years relevant experience in life insurance compliance function.
* Working knowledge in Insurance Ordinance, Securities and Futures Ordinance, good understanding of Hong Kong insurance regulatory framework and experience in dealing with regulators is preferred.
* Preference will be given to those with solid experience in market conduct, product and marketing materials review.
* Good interpersonal, communication, analytical and bilingual drafting skills.

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