Compliance Manager – Leading Life Insurance Company

  • HK$1M base + bonus
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Aquis Search , EA Licence No: 16S8125
  • 09 Aug 18 2018-08-09

You will be required to conduct compliance assessment and analysis to help the business units develop compliance standards and procedures and ensure consistent compliance practices are in place and rectify incidents of non-compliance.

• To oversee and establish clear and effective compliance programs to ensure compliance with all applicable laws and regulations for business units;
• To perform compliance review and evaluate the strengths and weaknesses of controls to address compliance risks in the organization
• To monitor new and proposed legislation, regulations and guidelines that could impact the operations and ensure such changes are embedded in the internal guidelines and policies of business units
• To manage the incident reporting and complaints program to ensure the prevention, detection and remediation of non-compliance of regulatory and misconduct matters;
• To review all publications and ensure compliance and adherence to any applicable laws and regulatory requirements;
• To develop compliance training materials to enhance compliance awareness and promote a culture of compliance across the business;
• To render support on company secretarial matters for the board and committees
• To work closely with Risk Unit in implementing the risk governance, risk management framework, policies and procedures;

• Degree holder in Business, Accounting, Law or related disciplines;
• Professional qualified as an accountant, auditor or chartered company secretary is preferable;
• Minimum of 7 years relevant experience in compliance with sizable life insurance companies in Hong Kong;
• Familiar with legal and regulatory requirements of insurance industry;
• Strong analytical, interpersonal and communication skills with ability to work independently as well as a team player
• Strong command of written and spoken Chinese (MUST) and English