Compliance Manager - Compliance Review Compliance Manager - Compliance Review …

The Bank of East Asia
new

in Hong Kong
Permanent, Full time
Last application, 24 Sep 21
Negotiable
The Bank of East Asia
new

in Hong Kong
Permanent, Full time
Last application, 24 Sep 21
Negotiable
Posted by:
Alice Lo • Recruiter
Posted by:
Alice Lo
Recruiter
Together, we can achieve more The Bank of East Asia, Limited ("BEA") is Hong Kong’s largest independent local bank with 64 branches, 54 SupremeGold Centres, and 10 i-Financial Centres throughout the city. With a team of over 3,700 professionals in Hong Kong and more than 9,900 worldwide, BEA embraces a spirit of teamwork in every challenge. We invite you to become part of our team and to join us on our journey towards a bright and exciting future.

Compliance Review Department

Compliance Manager - Compliance Review (Job ID: 3052)

Responsibilities

  • To be a team member of Compliance Review Department
  • To carry out the compliance monitoring programmes on high-risk operations
  • To perform scheduled branch visits
  • To perform compliance review / self-assessment on selected operations
  • To prepare management report on branch visit and compliance review/ monitoring
  • To provide recommendations on compliance issues and findings being identified
  • To follow up the implementation of recommendations issued
  • To assist in planning, developing and designing the compliance monitoring programmes / compliance review / self-assessment
  • To participate in compliance training activities


Requirements

  • University graduate or relevant professional qualifications, such as AHKIB, CPA, etc.
  • Minimum of 4 years' working experience in the financial services industry with compliance / audit / risk management / internal control experience
  • Good knowledge of requirements from HKMA / SFC / PCPD
  • Good presentation and report writing skills
  • Confident, efficient and effective team player with initiative and who is able to work independently 
  • Able to exercise judgment, work under pressure, and liaise effectively with business and supporting units
  • Proficiency in both spoken and written English and Chinese
  • PC literate with good knowledge of MS Office

 

Please apply online via the BEA Careers website at https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=UFOCUS=Applicant&SiteId=1&JobOpeningId=3052&PostingSeq=1 or by clicking the "Apply Now" button below. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.

 

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Information Collection (Employees) Statement and Privacy Policy Statement. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after six months. 

 

 

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