Compliance Manager (General Compliance)

  • To be Confirmed
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • OCBC Wing Hang Bank Limited
  • 22 Jul 18 2018-07-22

Perform compliance review and formulate policies. Degree holder in Laws or Accounting. Minimum 5 years' compliance or audit experience.

Responsibilities:

  • Perform compliance checking and review across the Bank Group and identify proper actions for improvement if necessary
  •  Formulate compliance policies and monitoring programme on the Bank's various products and services
  • Advise other units on compliance issues and potential impact and provide compliance training to staff

Requirements:

  • University degree in any disciplines, preferably major in Laws or Accounting
  • Minimum 5 years' hands-on banking compliance or audit experience
  • Good knowledge in general retail banking operations and well versed with the contemporary regulatory requirements e.g. Code of Banking Practice, the Securities & Futures Ordinance, the SFC Code of Conduct etc.
  • Self-motivated, independent with strong communication skills
  • Professional presentation and report writing skills