Growing asset manager is seeking a new headcount to add to its compliance team to focus primarily on authorized funds / products. Reporting to the Head of Compliance, you will maintain strong relationships with the SFC and be a key contact point for any regulatory enquiries. You will also cover broader compliance responsibilities including reviewing regional marketing materials.
The successful candidate will possess 5-10 years of relevant experience gained with other asset managers or the regulator (SFC). Strong communication and interpersonal skills are required. Prior experience dealing with SFC authorized funds is a prerequisite.
Interested candidates can contact Sonny Wong at email@example.com for a confidential discussion.
Profile Search & Selection is Asia’s leading search & selection firm, providing collaborative solutions to financial services, commercial and professional services clients.
Across our offices in Hong Kong, Singapore, Shanghai and Beijing, we provide access to a longstanding network throughout Asia, bolstered by a team of consultants and in-house researchers with specialist expertise at the sector and functional level. From market intelligence to executive search, we use robust tools to find and secure the right leaders for your organisation, and offer key market insights to inform your talent strategy.
In February 2020, Profile joined forces with WilsonHCG, an award-winning, global leader in total talent solutions. With a global presence spanning 65+ countries and six continents, WilsonHCG provides a full suite of configurable talent services, including recruitment process outsourcing (RPO), executive search, contingent talent solutions and technology advisory.
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