Compliance Manager (Review/ Advisory), Banking (-60k) Compliance Manager (Review/ Advisory), Banking  …

Connexe Search Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 01 Apr 20
40-60k
Connexe Search Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 01 Apr 20
40-60k
Our client is a well-regarding regional bank. They are currently looking for Compliance Manager (Review/ Advisory) in Legal and Compliance Department.

Responsibilities

  • Develop, review and report periodic compliance program in Private Banking, Capital Market and Waelth Management
  • Provide compliance advice to management and business units
  • Review and update internal control policies and procedures and keep track of regulatory requirements
  • Ensure implementation and maintenance of internal policies and procedures
  • Investigate compliance-related complaints and incidents

Requirements

  • University degree in Accounting, Finance or a related discipline
  • 5+ years' experience in compliance in banks
  • CAMS is a plus
  • Excellent communication skills and sound knowledge of regulations and laws
  • Good command of both spoken and written English and Chinese, Putonghua a must
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