Compliance Manager, Transaction Monitoring – Legal & Compliance

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • CHINA MERCHANTS BANK CO LTD
  • 05 Sep 18

To conduct investigation on alerts generated from filtering system, to prepare suspicious transaction reports and to track recommendations.

Job Description:

  • Conduct investigation on alerts generated from filtering system and internal escalation by business and support units
  • Prepare suspicious transaction reports and recommend any further actions to relevant units
  • Track recommendations and account closure as required
  • Maintain the STR register and case tracking logs
  • Handle inquiries from regulators and law enforcement agencies

Requirements:

  • University degree or above in Accounting & Finance, Economics, Business Administration, Law or related disciplines
  • Minimum 5 years’ working experience in banking, with relevant exposure to anti-money laundering / compliance / banking regulatory bodies / internal audit / risk management
  • Ability to work independently and make prompt decisions
  • Strong analytical and interpersonal skills
  • Good knowledge in banking laws, operations, products and services
  • Good command of written and spoken English and Chinese (including Putonghua)
  • Candidate with less experience will be considered as Assistant Manager