Compliance Officer Compliance Officer …

Aim Higher
in Hong Kong
Permanent, Full time
Last application, 26 Oct 20
Negotiable
Aim Higher
in Hong Kong
Permanent, Full time
Last application, 26 Oct 20
Negotiable
1. A well-established hedge fund 2. One-man team 3. Cover all-round compliance aspects

Company Description

Our client, a well-established hedge fund with offices globally, is seeking a standalone Compliance Officer based in their HK office. This is a highly dynamic business and exceptional opportunity for a “hands on” established compliance professional.

Responsibilities

  • Manage all regulatory compliance functions of the firm, and maintain relationships with SFC and relevant industry associations
  • Liaise with regulators on handling licensing, inquiries and ongoing reporting requirements
  • Provide advice to investment team to ensure compliance with the relevant rules / regulations
  • Keep abreast of regulatory changes, and provide timely advice / appropriate actions to management, and interface with the global head of compliance
  • Conduct regular review on compliance & risk framework, policies and procedures, and provide recommendations for required actions
  • Handle ad hoc projects when required

Requirements

  • University graduate with degree in Finance / Business / Law or related disciplines
  • At least 5 years of working experience in compliance function in the buy side. Candidates with good knowledge on fixed income investment would be a plus
  • Knowledge of SFC rules and a good track record in developing compliance policy / framework in hedge fund space
  • Able to work independently in a fast-paced environment
  • Strong command of English and fluency in Chinese

Interested parties please send your updated resume in WORD format with current and expected salaries (quoting Employer Ref:) to banking@aimHigher.com

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