Compliance Officer, Asset Management

  • Attractive Package
  • Hong Kong
  • Permanent, Full time
  • Connexe Search Limited
  • 20 Feb 18 2018-02-20

Our client is a Global Asset Management with strong presence in Asia. They are currently looking for a high caliber to join their compliance team.

Responsibilities:

  • Perform regular compliance review and prepare regulatory compliance reports
  • Liaise with regulatory authorities i.e. SFC and MPFA
  • Provide compliance advices to management and business units 
  • Review marketing materials to ensure adherence to regulatory requirements
  • Keep abreast of regulatory requirements, and update internal control policies and procedures
  • Handle ad-hoc projects and duties

Requirements:

  • University degree in Finance / Business Administration / Law or related discipline.
  • Knowledge of investment products and regulatory requirements will be an advantage
  • Minimum 2 years relevant experience in the financial services industry. Preferably with compliance experience gained from asset management companies or audit firms
  • Big 4 candidates are welcomed
  • Good command of written and spoken English and Chinese. Fluent Mandarin is a preferred

Please email your full resume in MS Word format to info@connexesearch.comYour interest will be treated in strict confidence. Only shortlisted candidates will be notified.