Compliance Reviews Officer - Hong Kong or Singapore #103696

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Credit Suisse Asia
  • 20 Oct 17 2017-10-20

Compliance Reviews Officer - Hong Kong or Singapore #103696

We Offer

  • With the support of the lead reviewer and head of the Compliance Reviews Team, perform desk and thematic reviews across the APAC region and all business lines using a risk based approach, including maintaining the relationship with the business partners, performing testing, agreeing the issues and remedial actions and drafting the report.
  • Validating the appropriate closure of actions raised in the reports.
  • Involve in business partner meetings throughout the life-cycle of the review (e.g. opening/closing meetings, preliminary findings meetings, etc.).
  • Keep proper record of findings, work papers, discussions and agreed action plans.
  • Assist in the preparation of the annual plan and in additional reviews when warranted due to the changes in the regulatory risk landscape.
  • Assign to special projects within/out the Compliance department.
  • Build a positive relationship within Compliance and Business Partners.


You Offer
  • You possess compliance, external audit or internal audit experience (2-4 years) across the Investment Bank and/or Private Bank.
  • You are University Degree educated.
  • You have excellent interpersonal skills, both orally and in writing. You also have the ability to produce high quality, concise, well researched written work, which is vital to this role, as is the ability to communicate clearly and succinctly with senior management in the business.
  • You are accountable for any assigned tasks or projects.
  • You have attention to detail and are well organized.
  • You exercise good judgement and ability to think out of the box.
  • You are an independent, self-starter and assertive, even when facing a challenging situation.