Compliance Risk Officer

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Societe Generale
  • 11 Dec 17 2017-12-11

Compliance Risk Officer


Environment

SG CIB is the Corporate and Investment Banking arm of the Société Générale Group. Present in over 50 countries across Europe, the Americas and Asia. SG CIB provides corporate, financial institutions, investors and public sector clients with value-added integrated financial solutions.

Mission
Responsibilities




Coordinate compliance risk assessment in APAC

  • Assist the annual compliance risk assessment for APAC
  • Coordinate with business and compliance stakeholders pertaining to compliance risk assessment

Perform regional compliance reviews
  • Perform risk based compliance reviews
  • Make recommendations for corrective actions to ensure mitigation of risks identified
  • Tracking and validating corrective actions

Perform and coordinate periodic compliance self assessment
  • Coordinate with business and compliance stakeholders pertaining to periodic compliance self assessment
  • Compile and manage MIS relating to periodic compliance self-assessment


Profile
Required Skills

  • Must have at least 5 years of internal audit and/or internal controls and review background
  • Strong knowledge of the financial services regulatory environment in Hong Kong
  • Ability to assess operational compliance
  • Working knowledge of Corporate Investment Bank business processes and operations
  • Strong verbal and written communication in English is essential and with one Asian language is a plus
  • Self-motivated, committed and result oriented
  • Proficient in MS Excel and Power-point is required