Compliance Testing Manager- Leading International Bank (up to HK$65K per month)

  • HK$65K per month
  • Hong Kong
  • Permanent, Full time
  • Aquis Search , EA Licence No: 16S8125
  • 15 Feb 18 2018-02-15

Our client, a leading international bank is looking for a Country Compliance Testing Manager to perform compliance quality assurance reviews for the Bank in Hong Kong.

Responsibilities of the role:
• Implement the Bank’s Compliance Review strategies and agenda;
• Deliver the planned Compliance Reviews in an effectively and timely manner;
• Execute the Compliance Reviews in accordance to the Bank’s Compliance Review standards – such as issuance of terms of reference, conducting of fieldwork, and drafting of findings and reports;
• Instil discipline to ensure that significant issues identified during the course of reviews are properly escalated
• Provide periodic Compliance Review progress summary
• Assist in other compliance tasks such as FATCA, PI review and approval, handle compliance enquiries from internal customers.
• Able to handle compliance enquiries and perform compliance tasks independently

Requirements of the role:
• Sound knowledge of Compliance and Regulatory matters; with 8 years of relevant Compliance Testing experience in the banking sector (Corporate Banking OR Private Banking experience is a MUST)
• Team Player and team-oriented;
• University graduate
• Able to guide and motivate colleagues to achieve deliverables and desired outcome