Compliance (VP - ED)
- Competitive Package
- Hong Kong Hong Kong Hong Kong HK
- Permanent, Full time
- 24 May 18 2018-05-24
Private Banking and Securities bankground candidates wanted!
- Assist in formulating and revising forms, correspondence, compliance manuals and desk policy;
- Implement various measures to fulfill regulatory requirements;
- Coordinate with different business units to obtain relevant customer and transaction data in order to respond promptly to regulator’s inquiries, investigations and other requirements;
- Assist in handling client complaints;
- Cooperate with different business units to improve compliance-related projects;
Candidates with HKEX/SFC exp in a big plus!