Compliance (VP - ED)

  • Competitive Package
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Non-disclosed
  • 24 May 18 2018-05-24

Private Banking and Securities bankground candidates wanted!

Responsibility: 

  • Assist in formulating and revising forms, correspondence, compliance manuals and desk policy;
  • Implement various measures to fulfill regulatory requirements;
  • Coordinate with different business units to obtain relevant customer and transaction data in order to respond promptly to regulator’s inquiries, investigations and other requirements;
  • Assist in handling client complaints;
  • Cooperate with different business units to improve compliance-related projects;

Candidates with HKEX/SFC exp in a big plus!