Compliance review - Assistant Manager/Manager

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • ConnectedGroup Limited
  • 18 Feb 18 2018-02-18

Our client is looking for a Compliance Manager / Manager for their compliance review team to strength the function and cope with the expansion.

Responsibilities:


  • Provide comments on policies and procedures of business and operations units from a regulatory compliance perspective
  • Conduct periodic and ad hoc checking on the bank's business and operations to obtain reasonable assurance that key controls are in place and the bank has complied with relevant laws, regulations, codes and bank's standards from a regulatory compliance perspective
  • Follow up the rectification progress of findings on compliance review
  • Provide advice on compliance related matters
  • Assist in compliance related training
  • Prepare internal report to senior management and the head office
  • Handle ad hoc assignments





Requirements:


  • Degree or above with major in Law, Banking, Finance or related disciplines
  • Minimum 3 years' experience in compliance review preferably in bank/financial institutions/regulators
  • Well versed with Banking Ordinance, SFO, HKMA guidelines/circulars, DPS and other regulatory requirements
  • Detailed-minded with good organization, interpersonal and communication skills
  • Good command of written and spoken English and Chinese (Cantonese and Mandarin)