Conduct and Regulatory Risk Manager - HSBC Insurance

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • HSBC
  • 19 Sep 18 2018-09-19

Conduct and Regulatory Risk Manager - HSBC Insurance

Some careers have more impact than others.
If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.

HSBC Insurance provides a comprehensive range of life products and services to suit the every possible need of our personal, commercial, corporate, institutional and private banking customers. As a leader in new life insurance business and Hong Kong's largest administrator of retirement schemes, the business serves this diverse client portfolio from its management offices in Hong Kong and through a wide network of banking, consumer finance and insurance subsidiaries throughout the Asia-Pacific region.

We are currently seeking a high caliber professional to join our team as Conduct and Regulatory Risk Manager.

Principal responsibilities

  • ​Manage the Conduct and Regulatory Risk Control Framework, implement and maintain a framework of controls appropriate to HSBC Insurance Hong Kong, which are in line with the business's risk appetite. This will also involve the implementation and monitoring of conduct and regulatory risk projects
  • Continuously and proactively monitor established conduct and regulatory risk controls against new and emerging regulatory risks
  • Provide regular reporting to senior management on risk and project progress, as required
  • Engage business or department management to ensure ownership and remediation of internal or external audit and regulatory requirements pertaining to conduct and regulatory risk, as required
  • Owning the data privacy risk control monitoring process and delegation of control monitoring activities as appropriate, for example, To BRCM
  • Engage with and support relevant projects/initiatives emanating from Group Insurance and Retail Banking Wealth Management. Assess whether new projects adhere to conduct and regulatory risk practices and raise awareness of the need to remediate any identified issues
  • Demonstrate a wide and deep understanding of business areas at the appropriate level and Group requirements detailed in Group Standards Manuals, Functional Instruction Manuals, and applicable standards

  • Degree holder with solid experience within conduct and regulatory risk issues either within or external to HSBC
  • Practical knowledge of some or all of the conduct, risk culture, Anti-Bribery and Corruption, conflicts of interest, market abuse risk or other regulatory risk concepts and frameworks.
  • Confidence to interact with the senior management at all levels
  • Proven project and risk management capabilities with a focus on resolving complex problems
  • Effective matrix management skills in multi-cultural environments
  • Excellent communication and interpersonal skills
  • Organised and autonomous
You'll achieve more when you join HSBC.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

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