Dealer – Private Wealth Management Dealer – Private Wealth Management …

Huatai Financial Holdings (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 24 Oct 20
Competitive
Huatai Financial Holdings (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 24 Oct 20
Competitive
Posted by:
HR Team • Recruiter
Posted by:
HR Team
Recruiter
Established in 2006, Huatai Financial Holdings (Hong Kong) Limited (“HTHK”) is a wholly-owned subsidiary of Huatai Securities Co. Limited (“Huatai Securities”), a publicly listed company on Shanghai Stock Exchange since 2010. Huatai Securities is one of the first groups of securities firms established in China approved by China Securities Regulatory Commission and the People’s Bank of China. Since 2010, Huatai Securities has over 6 million brokerage clients and almost CNY one trillion of custody assets. HTHK's current business includes securities, futures brokerage and asset management, including HTHK’s RQFII quota, which was granted in 2010.

Job responsibilities:
Initiate and execute trading strategy for the HNW clients & Relationship Managers for different products, including HK and overseas securities, futures, fixed income, structure product and FX, expertise in fixed income trading is preferred;
Handling of direct access clients and provide market intelligence;
Active management of dealing inquiries / requests and support to Relationship Manager and clients outside of regular office hours;
Provide market information in close cooperation with the Investment Advisory team;
Risk monitoring of clients account, monitor trades to ensure compile with Group Compliance Policy and the Securities and Futures Ordinance;
Support in ad-hoc projects and carry out any other duties and responsibility as assigned by management


Job Requirements:
Degree holder with at least 5 years of relevant experience in dealing
Holder of SFC licenses RA1 and RA2
Hands-on experience with Ayres and experience in private banking / wealth manager is an advantage
Excellent communication and interpersonal skills
Good command of spoken and written English and Chinese (Putonghua is a MUST)

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