Dealing with US stock and carrying out Type 1 & 4 regulated activities as Responsible Officer
Our client is an Investment Bank and they are looking for a Senior dealer (Asso/VP) with SFC Type 1,4 Licenses.
- Unconditional Type 1 & 4 RO, SFC licenses are prerequisite (unconditional status for at least 2 years)
- Minimum 3 years of trading experience in US stocks is required
- Familiar with settlement procedures of US stocks
- Proactive, good interpersonal skill and able to work under pressure
- Bachelor degree holder
- Good command in both English and Chinese languages