All rounded Compliance exposure in one of the most reroutable Chinese Financial Institutions
Job Responsibilities:
- Handle compliance area of business activities type 1,2,4,6,9;
- Review and oversee clients' AML/ KYC / due diligence reports in account opening process;
- Maintenance and implementation of firm policies and procedures;
- Develop, implement and enforce policies, procedures, and programs to minimize potential money laundering risk;
- Advise the business on compliance matters in connection with new markets or products, regulatory updates;
- Provide compliance advice and support business initiatives
Job Requirements:
- University degree in related disciplines, preferably in Law;
- 6 years above relevant experience in sizeable Chinese Securities Firm or Investment Bank is a must;
- Familiar with the SFC and HKEX rules and regulations and industry practices;
- Experience and compliance knowledge (KYC/AML) in account opening process is a must;
- Strong interpersonal and communication skills, self-motivated, responsible and fast paced work under pressure and meet tight deadlines;
- Proficient in MS Office and Chinese typing
