Global Market Compliance Manager/Senior Manager Global Market Compliance Manager/Senior Manager …

Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 19 Nov 20
HKD100000 - HKD140000 per month
Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 19 Nov 20
HKD100000 - HKD140000 per month
An international investment bank is looking for an experienced compliance officer to support their Global Market function

Job Responsibilities:

  • Predominantly advising existing/new Global Market products and providing interpretation/guidance on existing/new laws, rules and regulations to internal clients, while contribute and be accountable for various local, regional, and global regulatory change/transformation projects
  • Liaise with regulators and external audiors' inquiries and inspection
  • Lead training initatives to front office staffs and compliance new-joiners/juniors

Job Requirements:

  • 8+ years of compliance experience in financial institutions or regulators
  • Strong HKMA/SFC working knowledge for advising either one of the Global Market products, i.e. Equity/Fixed Income/Structured products
  • Knowledge and understanding of similar laws and regulations in China would be advantageous
  • Able to work independently in a small team enviornement
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