Global Markets Compliance Officer Global Markets Compliance Officer …

in Hong Kong
Permanent, Full time
Last application, 27 Feb 21
in Hong Kong
Permanent, Full time
Last application, 27 Feb 21
Job Reference #224236BR
Your team
You'll be working in the Global Markets aligned Compliance and Operational Risk Control (C&ORC) team in Hong Kong. The role will predominately support the Execution and Platform business. Execution and Platforms brings together our firm's expertise in aligned linear products and its high-speed, low latency channels on an agency and principal basis through exchange and OTC.

We support the business by partnering with them to effectively manage regulatory risk in an environment of collaboration and constructive challenge. You'll play an important role in helping us develop risk mitigating measures, controls and adequate remediation plans are in place. You'll also collaborate with global colleagues to ensure that best practices are being shared around the region/globe.

Your expertise
• proven financial services compliance, regulatory or risk advisory experience for ideally 4-6 years
• sound know-how in the analysis of business processes. This includes equities and / or electronic trading
• have the ability to think out of the box and challenge the status quo to ensure that there is always room for improvement
• good working knowledge of the local regulatory environment as it pertains to the Global Markets business
• ability to verify aspects of commercial and operational arrangements within the business and challenge documentation with an independent mindset
• reliable, resilient and capable of independently dealing with business desk heads and key stakeholders (challenging situations and conversations don't scare you)
• good communication and interpersonal skills
• have excellent verbal and written skills in English. Fluency in spoken Chinese (Cantonese and Mandarin) is also preferred.

About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us
We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Company Overview

UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland.
We're a team of more than 66,000 colleagues, collaborating across all major financial centers in 50 countries. We strive for excellence in everything we do, and this has awarded us recognition across our businesses. We offer a collaborative, international and diverse working environment that rewards passion, commitment and success – and are regularly recognized as an attractive employer.

Together for the goals
#TOGETHERBAND raises awareness about the 17 United Nations Sustainable Development Goals for 2030 through 17 uniquely colored bracelets. Each pack contains two individually packaged bands: one to wear and one to share so you can spread the word about what goal matters most to you and give someone else the opportunity to do the same. The production and money raised from the sales of these bands will help fight injustices such as poverty and gender inequality as well as climate change and unfair labor.

Right now, #TOGETHERBAND is helping to support emergency COVID-19 relief. For the month of April, our partners at #TOGETHERBAND have created TOGETHER FUND to help fight the pandemic and provide aid to those who need it most.

UBS logo
More Jobs Like This
See more jobs