Head, Legal & Compliance and Operational Risk

  • 90K - 120K x 12 + Bonus HKD
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Levin Human Resources Services Limited
  • 20 Sep 18 2018-09-20

We are assisting a PRC financial institution group to seek high calibre candidates to be Head of Legal & Compliance and Operational Risk Management.

Responsibilities:

  • Plan, formulate and evaluate procedures for compliance controls over the Company’s operations and business activities in the aspects of operational risk, compliance, internal control and legal advice
  • Conduct review of operational processes to identify possible operational risks and provide high quality risk and control analysis / reports and recommendations
  • Work with business units in order to monitor risk assessment on the new products/services and give advice on legal and compliance related issues

Requirements:

  • Degree holder of related disciplines, risk management and compliance preferred
  • 10 - 15 years’ relevant experience gained from sizable banks or financial institutions, certified Anti-Money Laundering specialist preferred
  • Well-versed with rules and regulations related to banking and financial institutions including Banking Ordinance, Code of Banking Practice, Personal Data (Privacy) Ordinance, etc.
  • Excellent analytical, interpersonal and communication skills
  • Proficient spoken and written Chinese (including Mandarin) and English
  • Strong skills in MS Office applications