Head of Compliance

  • competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • T+O+M
  • 16 Jun 18 2018-06-16

This newly created Head of Compliance role working with one of the worlds most respected banks is available for a strong compliance candidate who can get their hands dirty with a build it mentality. Reporting directly to the Country Head and also International Head office the position will manage the compliance function across HK and Greater China and also take on responsibility for their Internal controls.

This build it role has come about through a desire for the Bank to open the corridor into Greater China opening a fully licensed office in Hong Kong and then utilising existing global relationships to build the office into corporates offering an array of financial products. As such the Head of Compliance position is integral to the success of the group complying to the regulatory regime that currently exists and performing comphrensive compliance reviews and identifying breaches with corrective actions and incident reporting. The role will suit an autonomous professional used to dealing in a satellite function but instilling a global compliance framework. Forming relationships with business heads, monitorinig and assessing effective implementation of all the regulatory and stat requirements around AML and CTF and reporting back to Head Office essential. 

Key Words - Compliance, Internal control, AML, review, framework, audit, regulations, risk, compliance, CCO, assessment