Head of Compliance
- Competitive Package
- Hong Kong Hong Kong Hong Kong HK
- Permanent, Full time
- QHire Ltd
- 17 Aug 18 2018-08-17
QHire, boutique executive search firm, with the mission of connecting professionals with “the right” opportunity to benefit both employers and employees from the advice of a reliable partner throughout business and career development.
- Responsible for compliance related matters to ensure compliance with regulatory requirements
- Formulate and review compliance policy and update procedure manuals and ensure the processes are in compliance with regulatory guidelines
- Conduct regular compliance reviews in relation to trading transactions services provided to clients
- Handle enquiries from regulatory authorities or perform any investigations if needed
- Formulate internal control policies and alert management of any potential risks
- Develop and conducts internal training on all compliance issues to enhance the compliance consciousness of all staff levels.