Head of Compliance_International Bank

  • HKD100000 - HKD150000 per month
  • Hong Kong
  • Permanent, Full time
  • Michael Page
  • 13 Oct 17 2017-10-13

Head of Compliance_International Bank

Our client is one of the largest Multinational bank with strong presence in consumer banking, Private banking, treasury and markets, asset management, securities brokerage, equity and debt fund-raising in Asia Pacific region


This post is responsible for leading a team of 4 to act as the initial contact point with various regulators for routine incoming compliance advisory to support with the expansion of business in Hong Kong

Job Responsibilities

  • Implement compliance policies and procedures to ensure the Bank is in compliance with all relevant laws, regulations and rules; communicate with and advise all business and support units on compliance and regulatory information initially received
  • Establish the annual compliance assessment & plan, bank-wide Key Obligations Register, preparing regular compliance reports for management information purpose and active participation in monthly compliance forum
  • Oversee and assist in regulatory exams, compliance review programme or monitoring
  • Foster good relations between the Group, business and support units. Provide comments to the Group on new Group Compliance P&P in consultation stage


This is a position which requires Strong leadership and management skills, coupled with good interpersonal skills and be proactive in searching for new solutions to existing problems.

Education & Experience

  • Degree in Laws, Business / Finance / Accounting or any other related discipline
  • 10-15 years' of relevant experience in Compliance / legal/ audit department with a minimum of 5 years' experience at supervisory level
  • Deep understanding on banking, securities and other financial services related laws or regulations
  • Good knowledge of different products and services offered by a bank or financial Institutions

Skills & Abilities

  • Good leadership, communication and interpersonal skills
  • Logical thinking, excellent analytical and problem-solving skills
  • A key team player with effective interpersonal, communication and presentation skills
  • Strong problem solving and negotiation skills, plus ability to work under pressure

Job Offer

  • Promising career development in a bank with strong compliance culture
  • Competitive package and performance bonus

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Cherry Chan on +852 2848 9514.