Head of Compliance, Corporate Banking Head of Compliance, Corporate Banking …

ConsultDB
in Hong Kong
Permanent, Full time
Last application, 18 Oct 20
Competitive
ConsultDB
in Hong Kong
Permanent, Full time
Last application, 18 Oct 20
Competitive
compliance; legal; corporate banking; AML; KYC; CDD; transaction monitoring; internal policies; law; rules & regulations; banking ordinance; HKAM; SFC; HKIA;

Responsibilities 

  • Lead a team to oversee all compliance related issues.
  • Provide compliance support in the corporate banking business and effect the bank’s compliance with external rules, regulations, internal policies and procedures in these areas.
  • Provide compliance advisory support to banking business and maintain and update compliance manuals and policies owned by Compliance.
  • Work with relevant parties to analyze the potential impact of regulatory trends and developments to effect compliance with new regulatory changes.
  • Work with group compliance to keep abreast of and adhere to the updated group policies and requirements.
  • Handle compliance-related head office requests and/or reporting requirements.
  • Review customer communication materials/correspondence with regulatory bodies.
  • Liaise with local regulators on compliance matters and regulatory examinations.
  • Prepare compliance reports for senior management review.
  • Provide training to and promote compliance awareness among the associates.

Requirements:

  • Degree holder in Business, Accounting, Law or related disciplines
  • Minimum 10 years’ relevant compliance experience in financial institutions or regulatory agencies with at least 5 years of solid experience in supervisory role to lead a team.
  • Familiar with Banking Ordinance and rules, relevant codes and guidelines issues by HKMA and other regulatory entities 
  • Solid experience in handling banking compliance issues
  • Sound knowledge of the relevant laws and regulators pertinent to bank 
  • In-depth understanding of regulatory framework and solid experience in dealings with regulators
  • Strong leadership skills with ability to initiate, drive and manage changes
  • Excellent communication and interpersonal skill
  • Proficiency in both spoken and written English and Chinese 

compliance; legal; corporate banking; AML; KYC; CDD; transaction monitoring; internal policies; law; rules & regulations; banking ordinance; HKAM; SFC; HKIA; 

ConsultDB logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...