Head of Compliance and Risk Management

  • Market Rate
  • Hong Kong
  • Permanent, Full time
  • PeopleSearch
  • 09 Nov 18

Our client is a leading player in the corporate and commercial banking sector in Hong Kong. In view of their business expansion in Hong Kong, they are now looking for a Head of Transaction Banking to join them. In this newly created position, the incumbent will have the chance to plan and launch a new department for our client in order to consolidate their position in the market.



  • Provides leadership to the risk management and compliance teams. Responsible for people development to ensure the smooth running of daily operation of these teams.
  • Participate in key management meetings to ensure that regulations are included in all business decisions.
  • Provides key compliance and risk advisory services to business entities.
  • Develop and implement a dynamic process to identify, measure, monitor, control or mitigate and report pertinent business risks
  • Ensure the company is in compliance with its internal operating policies and procedures and external legal, regulatory or contractual requirements
  • Ensure the company has effective systems and tools for the measurement of various types of quantifiable risk
  • Establish effective communications channels with regulators as well as ensure regular and transparent communication mechanisms





  • Min Bachelor degree in accountancy or business related degree. Degree in Law is a plus
  • At least 15 years’ relevant experience from the financial service industry with solid regulatory risk management experience, preferably from Big 4
  • Experienced and capable in dealing with SFC
  • Prior experience in SFC related business with license 1,2,4,6,9 is a plus
  • Excellent analytical, leadership, problem-solving and communication skills
  • High level of integrity and clarity in communication and action
  • Good command of written and spoken English and Chinese



Interested Applicants please send your resume (in Word format) together with present and expected salary to Jared Ng:


Tel: (852) 2521-5118 ext. 818

Email: jaredng@pplesearch.com



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